Revenue Sharing With Respect To Mutual Funds Refers To

Revenue sharing with respect to mutual funds refers to fund companies paying brokers if the broker recommends the fund to investors allowing certain classes of investors to engage in market timing charging loads to new investors in a mutual fund directly marketing funds over the internet.

Revenue sharing with respect to mutual funds refers to. Charging loads to new investors in a mutual fund d. In plain english revenue sharing is the practice of padding a mutual fund s expense ratio with general plan administration marketing and other non investment related fees leaving these expenses to be absorbed by participants who choose to invest in that fund. Charging loads to new investors in a mutual fund. For some offshore funds cgmi is charging and receiving from fund families revenue sharing fees up to a maximum per fund family 0 12 per year 12 per 10 000 on mutual fund assets held by clients in brokerage accounts excluding erisa plan and.

If you place an order to buy or sell a share of a mutual fund during the trading day the order will be. All the funds under consideration have various combinations of front end and back end loads and or 12b 1 fees. Allowing certain classes of investors to engage in market timing c. Directly marketing funds over the internet 36.

Question 17 revenue sharing with respect to mutual funds refers to fund companies paying brokers if the broker recommends the fund to investors allowing certain classes of investors to engage in market timing charging loads to new investors in a mutual fund directly marketing funds over the internet question 18 is a private investment pool open only to wealthy or institutional investors that. Fund companies paying brokers if the broker recommends the fund to investors b. Revenue sharing with respect to mutual funds refers to. Where an order will be executed if you place one to buy or sell a share of a mutual fund during the trading day.

Charging loads to new investors in a mutual fund d. Fund companies paying brokers if the broker recommends the fund to investors b. Allowing certain classes of investors to engage in market timing c. Directly marketing funds over the internet answer.

Revenue sharing with respect to mutual funds refers to. You are considering investing in one of several mutual funds. Mutual funds that vary the proportions of funds invested in particular market sectors according to the fund manager s forecast of the performance of that market sector. Allowing certain classes of investors to engage in market timing.

Fund companies paying brokers if the broker recommends the fund to investors. Revenue sharing with respect to mutual funds refers to.